We view risk assessment as highly qualitative, and consider the Risk Profile Questionnaire below as a crucial component of the process. We generate an Investment Policy Statement based on your responses to help you gain a fuller understanding of risk. This is both helpful in building a relationship with you and increases the likelihood of selecting a model portfolio that accurately reflects your comfort level. While each client portfolio is tailored, selecting the “best-fit” model aims to reduce the risk of having to re-direct you to a more conservative portfolio after losses have already occurred.
Please familiarize yourself with our important disclosures found in our ADV and form CRS on this page.
IMPORTANT DISCLOSURE INFORMATION:
Please Note/Questionnaire Limitations: The responses set forth on this Risk Tolerance Questionnaire are intended to elicit information from you to assist in identifying your investment need(s)/objective(s) and risk parameters, which will then be considered when preparing the Investment Policy Statement that will govern the management of your designated investment assets by Valeo Financial Advisors, LLC (“Valeo”). The Investment Policy Statement shall be prepared by Valeo and presented to you for review/adoption. Valeo will rely upon the Investment Policy Statement in managing your account(s) until you advise Valeo, in writing, to the contrary.
Please Also Note: The response to any one or series of questions on this Questionnaire should not be construed, nor will serve, as a mandate that will govern the investment advisory engagement unless specifically agreed upon in writing between Valeo and the client and set forth on the Investment Policy Statement.
Please Remember: Past performance is no guarantee of future results. Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended and/or undertaken by Valeo) will be profitable or achieve any specific performance levels. At any point or over any period of time, investment losses can, and will, occur.
Please Also Remember: Valeo shall rely upon your responses above. Please remember that it remains your responsibility to advise Valeo, in writing, if there are any changes in the responses provided above, including any change in your personal/financial situation, or if you would like to impose, add, or to modify any reasonable restrictions to Valeo’s investment advisory services.
If you would prefer to complete a paper version, please click here. You may deliver the completed Risk Profile Questionnaire to your advisor, or by fax at (317) 218-6010.