Text Messaging with Valeo

In today’s fast-paced digital world, communication has evolved beyond traditional channels. We understand the convenience and efficiency that text messaging offers, and we strive to ensure that we can maintain a seamless and secure connection with our valued clients like yourself.

However, it is crucial to recognize that financial advisors, like us, operate within a highly regulated industry. Compliance with regulatory guidelines, such as those set forth by the Securities and Exchange Commission (SEC) is of utmost importance to protect your interests and maintain the integrity of our firm.

By utilizing a compliant text messaging solution, we ensure that our communications accommodate your needs and remain in full compliance with these regulations. Here are a few key reasons why this is significant:

  1. Security and Privacy: A compliant text messaging solution employs robust security measures to safeguard your personal and financial information. This includes encryption protocols that protect your messages from unauthorized access, reducing the risk of data breaches or identity theft.
  2. Record-Keeping: Regulatory bodies require financial advisors to retain records of all client communications. A compliant text messaging solution allows us to securely archive and store messages, ensuring that we meet these regulatory requirements and have a complete record of our discussions.
  3. Regulatory Compliance: Utilizing a compliant solution helps us adhere to the regulatory guidelines laid out by the SEC and FINRA. This ensures that our interactions with you are conducted in a manner that prioritizes your best interests and remains in full compliance with industry regulations.

We are committed to maintaining the highest standards of professionalism, ethics, and compliance. By using a secure, compliant text messaging solution, we can deliver the personalized, efficient, and secure communication experience you deserve.

Please note that while we strive to provide accurate and up-to-date information, it is essential to review and verify any information we share with you, as well as consult official sources and professional advice when making financial decisions.

If you have any questions or concerns, your advisor and the Valeo compliance team are always available.

  Legal, Privacy and Compliance Documents